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The Code of Conduct (CoC), in six brief Articles, addresses those situations
and decision areas that, to some degree, all military personnel could
encounter. It includes basic information useful to U.S. POWs in their
efforts to survive honorably while resisting their captor's efforts to
exploit them to the advantage of the enemy's cause and their own disadvantage.
Such survival and resistance requires varying degrees of knowledge of
the meaning of the six Articles of the CoC.
I
I
am an American, fighting in the forces which guard my country and our
way of life. I am prepared to give my life in their defense.
Explanation:
Article I of the CoC applies to all Service members at all times. A member
of the Armed Forces has a duty to support U.S. interests and oppose U.S.
enemies regardless of the circumstances, whether located in a combat environment
or in captivity.
Special
Provisions for Medical Personnel & Chaplains (Article I)
Under
the Geneva Conventions, medical personnel who are exclusively engaged
in the medical service of their armed forces and chaplains who fall
into the hands of the enemy are "retained personnel" and are not
POWs. While this allows them the latitude and flexibility necessary
to perform their professional duties, it does not relieve them of
their obligation to abide by the provisions of the CoC. Like all
members of the Armed Forces, medical personnel and chaplains are
accountable for their actions. |
Medical personnel
and chaplains are obligated to abide by the provisions of the CoC; however,
their special retained status under the Geneva Conventions grants them
some flexibility in its implementation.
What
Military Personnel Need to Know: Past experience of captured
Americans reveals that honorable survival in captivity requires that a
Service member possess a high degree of dedication and motivation. Maintaining
these qualities requires knowledge of and a strong belief in the following:
- The advantages
of American democratic institutions and concepts.
- Love of
and faith in the United States and a conviction that the U.S. cause
is just.
- Faith
in and loyalty to fellow POWs.
Possessing
the dedication and motivation such beliefs and trust foster enables POWs
to survive long and stressful periods of captivity, and return to their
country and families honorably with self-esteem intact.
II
I
will never surrender of my own free will. If in command, I will never
surrender the members of my command while they still have the means to
resist.
Explanation:
Members of the Armed Forces may never surrender voluntarily. Even when
isolated and no longer able to inflict casualties on the enemy or otherwise
defend themselves, it is their duty to evade capture and rejoin the nearest
friendly force.
Surrender
is the willful act of members of the Armed Forces turning themselves over
to enemy forces when not required by utmost
Special
Provisions for Medical Personnel & Chaplains (Article II)
No
additional flexibility. However, medical personnel and chaplains
are subject to lawful capture. They may only resort to arms in self-defense
or in defense of the wounded and sick in their charge when attacked
in violation of the Geneva Convention. They must refrain from all
aggressive action and may not use force to prevent their capture
or that of their unit by the enemy. It is, on the other hand, perfectly
legitimate for a medical unit to withdraw in the face of the enemy.
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necessity
or extremity. Surrender is always dishonorable and never allowed. When
there is no chance for meaningful resistance, evasion is impossible, and
further fighting would lead to their death with no significant loss to
the enemy, members of Armed Forces should view themselves as "captured"
against their will versus a circumstance that is seen as voluntarily "surrendering."
They must remember that the capture was dictated by the futility of the
situation and overwhelming enemy strengths. In this case, capture is not
dishonorable.
The responsibility
and authority of a commander never extends to the surrender of command,
even if isolated, cut off, or surrounded, while the unit has a reasonable
power to resist, break out, or evade to rejoin friendly forces.
What
Military Personnel Need to Know: Specifically, Service members
should:
- Understand
that when they are cut off, shot down, or otherwise isolated in enemy-controlled
territory, they must make every effort to avoid capture. The courses
of action available include concealment until recovered by friendly
rescue forces, evasive travel to a friendly or neutral territory, and
evasive travel to other prebriefed areas.
- Understand
that capture does not constitute a dishonorable act if the Service member
has exhausted all reasonable means of avoiding it and the only alternative
is death or serious bodily injury.
- Understand
and be confident in their ability to stay alive using survival skills
while evading, the procedures and techniques of rescue by search and
recovery forces, and the procedures for properly using specified evasion
destinations.
III
If
I am captured I will continue to resist by all means available. I will
make every effort to escape and to aid others to escape. I will accept
neither parole nor special favors from the enemy.
Explanation:
The misfortune of capture does not lessen the duty of a member of the
Armed Forces to continue resisting enemy exploitation by all means available.
Contrary to the Geneva Conventions, enemies whom U.S. forces have engaged
since 1949 have regarded the POW compound as an extension of the battlefield.
The POW must be prepared for this fact.
The enemy
has used a variety of tactics to exploit POWs for propaganda purposes
or to obtain military information in disregard of the Geneva Conventions.
The CoC requires resistance to captor exploitation efforts. In the past,
enemies of the United States have used physical and mental harassment,
general mistreatment, torture, medical neglect, and political indoctrination
against POWs.
The enemy
has tried to tempt POWs to accept special favors or privileges not given
to other POWs in return for statements or information desired by the enemy
or for a pledge by the POW not to attempt escape.
Special
Provisions for Medical Personnel & Chaplains (Article III)
Under
the Geneva Conventions, medical personnel who are exclusively engaged
in the medical service of their armed forces and chaplains who fall
into the hands of the enemy are "retained personnel" and are not
POWs. The Geneva Convenctions requires the enemy to allow such persons
to continue to perform their medical or religious duties, preferably
for POWs of their own country. When the services of those "retained
personnel" are no longer needed for these duties, the enemy is obligated
to return them to their own forces.
The
medical personnel and chaplains of the Military Services who fall
into the hands of the enemy must assert their rights as "retained
personnel" to perform their medical and religious duties for the
benefit of the POWs and must take every opportunity to do so.
If
the captor permits medical personnel and chaplains to perform their
professional functions for the welfare of the POW community, special
latitude is authorized those personnel under the CoC, as it applies
to escape.
As
individuals, medical personnel and chaplains do not have a duty
to escape or to actively aid others in escaping as long as the enemy
treats them as "retained personnel." U.S. experience since 1949
when the Geneva Conventions were first concluded reflects limited
compliance by captors of U.S. personnel with those provisions. U.S.
medical and chaplain personnel must prepare to be treated as other
POWs.
If
the captor does not permit medical personnel and chaplains to perform
their professional functions, they are considered identical to all
other POWs with respect to their responsibilities under the CoC.
Under no circumstances shall the latitude granted medical personnel
and chaplains be interpreted to authorize any actions or conduct
detrimental to the POWs or the interests of the United States. |
POWs must
not seek special privileges or accept special favors at the expense of
fellow POWs.
The Geneva
Conventions recognize that the regulations of a POW's country may impose
the duty to escape and that POWs may attempt to escape. Under the guidance
and supervision of the senior military person and POW organization, POWs
must be prepared to take advantage of escape opportunities whenever they
arise. In communal detention, the welfare of the POWs who remain behind
must be considered. A POW must "think escape," must try to escape if able
to do so, and must assist others to escape.
The Geneva
Conventions authorize the release of POWs on parole only to the extent
authorized by the POWs' country and prohibit compelling a POW to accept
parole. Parole agreements are promises a POW gives the captor to fulfill
stated conditions, such as not to bear arms or not to escape, in consideration
of special privileges, such as release from captivity or lessened restraint.
The United States does not authorize any Military Service member to sign
or enter into any such parole agreement.
What
Military Personnel Need to Know: Specifically,
Service members should:
- Understand
that captivity is a situation involving continuous control by a captor
who may attempt to use the POW as a source of military information,
for political purposes, and as a potential subject for political indoctrination.
- Be familiar
with the rights and obligations of both the POW and the captor under
The Geneva Conventions and be aware of the increased significance of
resistance should the captor refuse to abide by the provisions of the
Geneva Conventions. Be aware that the resistance the CoC requires is
directed at captor exploitation efforts, because such efforts violate
the Geneva Conventions.
- Understand
that resistance beyond that identified above subjects the POW to possible
punishment by the captor for order and discipline violations. Certain
actions by the POW can be prosecuted as criminal offenses against the
detaining power.
- Be familiar
with, and prepared for, the fact that certain countries have reservations
to Article 85 of the 1949 Geneva Convention (III) relative to the Treatment
of Prisoners of War. Article 85 offers protection to a POW convicted
of a crime based on facts occurring before capture. Understand that
captors from countries that have expressed a reservation to Article
85 often threaten to use their reservation as a basis for adjudging
all members of opposing armed forces as "war criminals." As a result,
POWs may find themselves accused of being "war criminals" simply because
they waged war against these countries before capture. The U.S. Government
and most other countries do not recognize the validity of this argument.
- Understand
that a successful escape by a POW causes the enemy to divert forces
that might otherwise be fighting, provides the United States valuable
information about the enemy and other POWs in captivity, and serves
as a positive example to all members of the Armed Forces.
- Understand
the advantages of early escape in that members of the ground forces
are usually relatively near friendly forces. For all captured individuals,
an early escape attempt takes advantage of the fact that the initial
captors are usually not trained guards, that the security system is
relatively lax, and that the POW is not yet in a debilitated physical
condition.
- Understand
the importance of beginning escape planning at the earliest possible
moment and continuing escape planning throughout captivity even when
no obvious escape opportunities exist. POWs should passively collect
information on the captors, the strengths and weaknesses of the facility
and its security personnel, the surrounding terrain and conditions that
could affect an escape attempt, and items and materials within the camp
that may support an escape effort. This alertness and continual planning
for escape places a POW in the best position to exploit, facilitate,
or provide assistance during an escape opportunity.
- Be familiar
with the complications of escape after arrival at an established POW
camp. These may include secure facilities and an experienced guard system,
increased distance from friendly forces, debilitated physical condition
of prisoners, psychological factors that reduce escape motivation ("barbed-wire
syndrome"), and possible differing ethnic characteristics of the escapee
and the enemy population.
- Understand
the command supervisory role of the senior United States military person
and the POW organization in escapes from established POW camps.
- Understand
the responsibilities of escapees to their fellow POWs.
- Understand
that acceptance of parole means a POW has agreed not to engage in a
specified act, such as to escape or to bear arms, in exchange for a
stated privilege, and that U.S. policy forbids a POW to accept such
parole.
- Understand
the effects on POW organization and morale, as well as the possible
legal consequences, of accepting a favor from the enemy that results
in gaining benefits or privileges not available to all POWs. Such benefits
and privileges include acceptance of release before the release of sick
or wounded POWs or those who have been in captivity longer. Special
favors include improved food, recreation, and living conditions not
available to other POWs.
IV
If
I become a prisoner of war, I will keep faith with my fellow prisoners.
I will give no information or take part in any action which might be harmful
to my comrades. If I am senior, I will take command. If not, I will obey
the lawful orders of those appointed over me and will back them up in
every way.
Explanation:
Officers and noncommissioned officers shall continue to carry out their
responsibilities and exercise their authority in captivity.
Informing,
or any other action detrimental to a fellow POW, is despicable and is
expressly forbidden. POWs especially must avoid helping the enemy to identify
fellow POWs who may have knowledge of value to the enemy and who may be
made to suffer coercive interrogation.
Strong leadership
is essential to discipline. Without discipline, camp organization, resistance,
and even survival may be impossible.
Personal
hygiene, camp sanitation, and care of the sick and wounded are imperative.
Wherever
located, POWs should organize in a military manner under the senior military
POW eligible for command. The senior POW (whether officer or enlisted)
in the POW camp or among a group of POWs shall assume command according
to rank without regard to Military Service. The senior POW cannot evade
that responsibility and accountability.
When taking
command, the senior POW shall inform the other POWs and shall designate
the chain of command. If the senior POW is
Special
Provisions for Medical Personnel & Chaplains (Article IV)
Medical
personnel shall not assume command over nonmedical personnel and
chaplains shall not assume command over military personnel of any
branch. Military Service regulations that restrict eligibility of
those personnel for command shall be explained to all personnel
at an applicable level of understanding to preclude later confusion
in a POW camp. |
incapacitated,
or is otherwise unable to act for any reason, the next senior POW shall
assume command. Every effort shall be made to inform all POWs in the camp
(or group) of the members of the chain of command who shall represent
them in dealing with enemy authorities. The responsibility of subordinates
to obey the lawful orders of ranking American military personnel remains
unchanged in captivity.
U.S. policy
on POW camp organization requires that the senior military POW assume
command. The Geneva Convention on POWs provides additional guidance to
the effect that in POW camps containing only enlisted personnel, a prisoners'
representative shall be elected. POWs should understand that such an elected
representative is regarded by U.S. policy as only a spokesperson for the
senior POW. The prisoners' representative does not have command, unless
the POWs elect the senior POW to be the prisoners' representative. The
senior POW shall assume and retain actual command, covertly if necessary.
Maintaining
communications is one of the most important ways that POWs aid one another.
Communication breaks down the barriers of isolation that an enemy may
attempt to construct and helps strengthen a POW's will to resist. Each
POW, immediately upon capture, shall try to make contact with fellow POWs
by any means available and, thereafter, shall continue to communicate
and participate vigorously as part of the POW organization.
As with other
provisions of the CoC, common sense and the conditions in the POW camp
shall determine the way in which the senior POW and the other POWs structure
their organization and carry out their responsibilities.
What
Military Personnel Need to Know: Specifically,
Service members should:
- Understand
that leadership and obedience to those in command are essential to the
discipline required to effect successful organization against captor
exploitation. In captivity situations involving two or more POWs, the
senior ranking POW shall assume command; all others shall obey the orders
and abide by the decisions of the senior POW regardless of differences
in Military Service affiliations. Failure to do so shall result in the
weakening of organization, a lowering of resistance, and, after repatriation,
may result in legal proceedings under the Uniform
Code of Military Justice (UCMJ).
- Understand
that faith, trust, and individual group loyalties have great value in
establishing and maintaining an effective POW organization.
- Understand
that a POW who voluntarily informs or collaborates with the captor is
disloyal to the United States and fellow POWs and, after repatriation,
is subject to disciplinary action under the UCMJ for such actions.
- Be familiar
with the principles of hygiene, sanitation, health maintenance, first
aid, physical conditioning, and food use. It shall include recognition
and emergency self-treatment of typical POW camp illnesses by emergency
use of primitive materials and available substances (e.g., toothpaste,
salt, and charcoal). Such knowledge exerts an important influence on
POW ability to resist and assists an effective POW organization.
- Understand
the importance of, and the basic procedures for, establishing secure
communications between separated individuals and groups of POWs attempting
to establish and maintain an effective organization.
- Be familiar
with the major ethnic (to include racial demographics), cultural and
national characteristics of the enemy that may affect POW-captor relationships
to the detriment of individual POWs and the POW organization.
- Understand
that an informer or collaborator should be insulated from sensitive
information on POW organization, but members of the POW organization
should continually encourage and try to persuade the collaborator to
cease such activities.
- Welcoming
a repentant collaborator "back to the fold" is generally a more effective
POW organizational approach than continued isolation, which may encourage
the collaborator to continue such disloyal conduct.
- Understand
that there is a significant difference between the collaborator who
must be persuaded to return and the resister who, only after having
been physically or mentally tortured, complies with a captor's improper
demand (such as to provide information or a propaganda statement). The
collaborator's conduct is reprehensible and cannot be sanctioned, whereas
the resister should be given help to gather strength and resume resistance.
- Understand
that in situations where military and civilian personnel are imprisoned
together, the senior military POW should make every effort to persuade
civilian prisoners that the Military Service member's assuming overall
command leadership of the entire prisoner group, based upon experience
and specific training, is advantageous to the entire prisoner community.
- Understand
the need for, and the mechanics of, establishing an effective covert
organization in situations where the captor attempts to prevent or frustrate
a properly constituted organization.
V
When
questioned, should I become a prisoner of war, I am required to give name,
rank, service number, and date of birth. I will evade answering further
questions to the utmost of my ability. I will make no oral or written
statements disloyal to my country and its allies or harmful to their cause.
Explanation:
When questioned, a POW is required by the Geneva Conventions and the CoC,
and is permitted by the UCMJ, to give name, rank, service number, and
date of birth. Under the Geneva Conventions, the enemy has no right to
try to force a POW to provide any additional information. However, it
is unrealistic to expect a POW to remain confined for years reciting only
name, rank, service number, and date of birth. There are many POW camp
situations in which certain types of conversation with the enemy are permitted.
For example, a POW is allowed, but not required by the CoC, the UCMJ,
or the Geneva Conventions, to fill out a Geneva Conventions "capture card,"
to write letters home, and to communicate with captors on matters of camp
administration and health and welfare.
Special
Provisions for Medical Personnel & Chaplains (Articles V and
VI)
These
Articles and its explanations also apply to medical personnel and
chaplains ("retained personnel"). They are required to communicate
with a captor in connection with their professional responsibilities,
subject to the restraints discussed in Article I, V, and VI.. |
The senior
POW is required to represent fellow POWs in matters of camp administration,
health, welfare, and grievances. However, POWs must constantly bear in
mind that the enemy has often viewed POWs as valuable sources of military
information and propaganda that they can use to further their war effort.
Accordingly,
each POW must exercise great caution when completing a "capture card,"
when engaging in authorized communication with the captor, and when writing
letters. A POW must resist, avoid, or evade, even when physically and
mentally coerced, all enemy efforts to secure statements or actions that
may further the enemy's cause.
Examples
of statements or actions POWs should resist include giving oral or written
confessions; making propaganda recordings and broadcast appeals to other
POWs to comply with improper captor demands; appealing for U.S. surrender
or parole; engaging in self-criticisms; and providing oral or written
statements or communications on behalf of the enemy or harmful to the
United States, its allies, the Armed Forces, or other POWs. Captors have
used POWs' answers to questions of a personal nature, questionnaires,
or personal history to create improper statements such as those listed
above.
A POW should
recognize the enemy might use any confession or statement as part of a
false accusation that the captive is a war criminal rather than a POW.
Moreover, certain countries have made reservations to the Geneva Conventions
(reference (g)) in which they assert that a war criminal conviction has
the effect of depriving the convicted individual of POW status. These
countries may assert that the POW is removed from protection under reference
(g) and the right to repatriation is thus revoked until the individual
serves a prison sentence.
If a POW
finds that, under intense coercion, he unwillingly or accidentally discloses
unauthorized information, the Service member should attempt to recover
and resist with a fresh line of mental defense.
POW experience
has shown that although enemy interrogation sessions may be harsh and
cruel, it is usually possible to resist, if there is a will to resist.
The best
way for a POW to keep faith with the United States, fellow POWs, and oneself
is to provide the enemy with as little information as possible.
What
Military Personnel Need to Know: Specifically,
Service members should:
- Be familiar
with the various aspects of the interrogation process, its phases, the
procedures, methods and techniques of interrogation, and the interrogator's
goals, strengths, and weaknesses.
- Understand
that the Geneva Conventions and the CoC require a POW to disclose name,
rank, service number, and date of birth, when questioned. Understand
that a POW must avoid answering further questions. A POW is encouraged
to limit further disclosure by using resistance techniques such as claiming
inability to furnish additional information because of previous orders,
poor memory, ignorance, or lack of comprehension. The POW may never
voluntarily give the captor additional information, but must resist
doing so, even if it involves withstanding mental and physical duress.
- Understand
that short of death, it is unlikely that a POW may prevent a skilled
enemy interrogator, using all available psychological and physical methods
of coercion, from obtaining some degree of compliance by the POW with
captor demands. However, understand that if the interrogator takes the
Service member past the point of maximum endurance, the POW must recover
("bounce back") as quickly as possible and resist each successive captor
exploitation effort to the utmost. Understand that a forced answer on
one point does not authorize continued compliance. The POW must resist
answering again at the next interrogation session.
- Understand
that the CoC authorizes a POW to communicate with the captor on individual
health or welfare matters and, when applicable, on routine matters of
camp administration. Conversations on those matters are not considered
to be giving unauthorized information.
- Understand
that the POW may furnish limited information on family status and address
in completing a Geneva Conventions capture card.
- Be aware
that a POW may write personal correspondence.
- Be aware
that the captor shall have full access to both the information on the
capture card and the contents of personal correspondence.
- Be familiar
with the captor's reasons for and methods of attempting to involve POWs
in both internal and external propaganda activities. Understand that
a POW must use every means available to avoid participating in such
activities and must not make oral or written statements disloyal to
the United States or its allies, or detrimental to fellow POWs.
- Be familiar
with the captor's reasons for and methods of attempting to indoctrinate
POWs politically. Be familiar with the methods of resisting such indoctrination.
- Understand
that even when coerced beyond name, rank, service number, date of birth,
and claims of inabilities, it is possible to thwart an interrogator's
efforts to obtain useful information by using certain additional ruses
and stratagems.
- Understand
and develop confidence in the ability to use properly the ruses and
stratagems designed to prevent successful interrogation.
VI
I
will never forget that I am an American, fighting for freedom, responsible
for my actions, and dedicated to the principles which made my country
free. I will trust in my God and in the United States of America.
Explanation:
A member of the Armed Forces remains responsible for personal actions
at all times. Article VI is designed to assist members of the Armed Forces
to fulfill their responsibilities and survive captivity with honor. The
CoC does not conflict with the UCMJ, which continues to apply to each
military member during captivity or other hostile detention. Failure to
adhere to the CoC may subject Service members to applicable disposition
under the UCMJ.
When repatriated,
POWs can expect their actions to be subject to review, both as to circumstances
of capture and as to conduct during detention. The purpose of such review
is to recognize meritorious performance and, if necessary, investigate
any allegations of misconduct.
Such reviews
shall be conducted with due regard for the rights of the individual and
consideration for the conditions of captivity.
A member
of the Armed Forces who is captured has a continuing obligation to resist
all attempts at indoctrination and remain loyal to the United States.
The life
of a POW may be very hard. POWs who stand firm and united against enemy
pressures shall aid one another immeasurably in surviving this ordeal.
What
Military Personnel Need to Know: Specifically,
Service members should:
- Understand
the relationship between the UCMJ and the CoC, and realize that failure
to follow the guidance of the CoC may result in subsequent disposition
under the UCMJ. Every member of the Armed Forces of the United States
should understand that Service members may be held legally accountable
for personal actions while detained.
- Understand
that the Military Services, as prescribed in Federal law, shall take
care of both the POW and dependents and that pay and allowances, eligibility
and procedures for promotion, and benefits for dependents continue while
the POW is detained even if the enemy does not report the Service member
as being a POW and his or her status reflects missing in action.
- Understand
the importance of military members ensuring that their personal affairs
and family matters (pay, powers of attorney, wills, debt payments, and
children's schooling) are kept current through discussion, counseling
or filing of documents before being exposed to risk of capture.
- Understand
that failure to accomplish the matters set forth in the paragraphs immediately
above, has resulted in an almost overwhelming sense of guilt on the
part of the POWs and has placed unnecessary hardship on family members.
Above
Information Derived from DOD Instruction 1300.21, Code of Conduct Training
& Education
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